The UK Financial Services Authority (FSA) has published a letter from new chief executive Hector Sants, setting out its view of good practice for managing compliance risk at investment banks. The ...
The Financial Service Authority's (FSA) code of practice on remuneration will be 'critical' to creating a sustainable and effective approach to rewarding executives, according to one financial expert.
The University of Arkansas at Pine Bluff (UAPB) will offer a Farm Service Agency (FSA) Borrower Training Course from 8:30 a.m. to 4:30 p.m. Tuesday and Wednesday, March 3-4. The course will be held at ...
The change forms part of the FSA's move towards a more principles-based approach to regulation. The FSA's high-level Principles and Commitments in the Training and Competence sourcebook still require ...
An overwhelming majority of top firms believe the Financial Services Authority’s (FSA) new code of practice will have little or no impact on how executives are rewarded. A survey of 200 business ...
Flexible spending accounts are getting a meaningful reset for 2026, with higher contribution ceilings and new rules that change how much tax-free money families can set aside. The shifts touch both ...
On 14 May 2012, the FSA published guidance on payment for order flow (“PFOF”) arrangements. These are arrangements where a broker receives payment from market makers in exchange for sending order flow ...
The Financial Services Authority has been accused of operating under a “culture of secrecy” and failing customers by not being “bold enough” in tackling misleading advertising and poor customer ...